On 16 September 2025, the United States Securities and Exchange Commission (US SEC) announced the appointment of four new members to its Investor Advisory Committee… read more

#USSEC #InvestorAdvisory #SecuritiesLaw #RegulatoryLeadership #FinancialGovernance

On 16 September 2025, the United States Securities and Exchange Commission (US SEC) announced that it will host a dedicated compliance webinar for large firms as part of its Regulation S-P… read more

#USSEC #RegulationSP #DataPrivacy #ComplianceWebinar #FinancialRegulation

On 17 September 2025, the United States Securities and Exchange Commission (US SEC) approved rule changes by three national securities exchanges adopting generic listing standards for… read more

#SEC #CryptoETPs #ETFStandards #DigitalAssets #CryptoRegulation

On 15 August 2025, the United States Department of Justice (DOJ) announced that crypto influencer Charles O. Parks III, also known as “CP3O,” was sentenced in the Eastern District of New York… read more

#DOJ #Cryptojacking #CryptoCrime #InvestorProtection #BlockchainLaw

On 23 September 2025, the United States Commodity Futures Trading Commission (US CFTC) announced a new initiative to enable the use of tokenized collateral, including stablecoins… read more

#CFTC #Stablecoins #TokenizedCollateral #CryptoRegulation #DerivativesMarkets

On 26 September 2025, the United States Securities and Exchange Commission (United States SEC) published [Release No. 34-104105; File No. SR-CboeBZX-2025-135]… read more

#USSEC #CryptoETFs #BitcoinEthereum #ETFRules #DigitalAssets

On 26 September 2025, the United States Securities and Exchange Commission (United States SEC) published [Release No. 34-104103; File No. SR-NYSEARCA-2025-74]… read more

#USSEC #Bitwise #EthereumETF #CryptoETP #RuleChange

On 26 September 2025, the United States Securities and Exchange Commission (United States SEC) published [Release No. 34-104101; File No. SR-NYSEARCA-2025-73]… read more

#USSEC #7RCC #BitcoinETF #CarbonCredits #CryptoRegulation

On 29 September 2025, the Monetary Authority of Singapore (MAS), together with DBS, HSBC, OCBC, UOB, SPTel and SpeQtral, published a technical report on the successful completion of… read more

#MAS #QuantumSafe #FinTech #Cybersecurity #QuantumCryptography

On 17 September 2025, the Cayman Islands Monetary Authority (CIMA) announced the appointment of Dr. Petr Jakubik as the new Head of its Financial Stability and Statistics Division… read more

#CIMA #CaymanIslands #FinancialStability #Statistics #Leadership

On 18 September 2025, the Cayman Islands Monetary Authority (CIMA) released a Supervisory Information Circular outlining its approach to anti-money laundering (AML)… read more

#CIMA #AML #VASPs #CryptoRegulation #CaymanIslands

On 30 September 2025, the Australian Securities and Investments Commission (Australia ASIC) published an update and urged financial advisers, also known as relevant providers… read more

#ASIC #FinancialAdvisers #FAR #Compliance2026 #AustraliaFinance #CorpAct2001 #AFSlicence #TaxAdvice #ExperiencedProvider #FinanceLaw

On 25 September 2025, Lucy Castledine, Director of Consumer Investments at the UK Financial Conduct Authority (UK FCA), set out the regulator’s five-year strategy at the PIMFA… read more

#FCA #ConsumerDuty #UKFinance #Regulation2025 #FinancialCrime

The Financial Intelligence Unit of India (FIU-IND) ordered the blocking of access to 25 offshore crypto exchanges for failing to register under the Indian Prevention of Money-Laundering Act, 2002… read more

#IndiaCrypto #CryptoBan #FIUIND #CryptoExchanges #Web3India

On 30 September 2025, the U.S. Securities and Exchange Commission (US SEC), through its Division of Investment Management, issued a no-action letter permitting state-chartered… read more

#SECCrypto #CryptoCustody #NoActionRelief #CarolineCrenshaw

On 30 September 2025, United States SEC Commissioner Hester M. Peirce addressed the Digital Assets Summit in Singapore, delivering remarks titled “Cultivating Confidence… read more

#HesterPeirce #CryptoCustody #SECRules #DigitalAssets

On 8 October 2025, the United States Securities and Exchange Commission (US SEC) postponed its scheduled Crypto Task Force Roundtable on Financial Surveillance and Privacy… read more

#SECCrypto #FinancialSurveillance #CryptoPrivacy #Regulation

On 9 October 2025, the Swiss Financial Market Supervisory Authority (FINMA) issued Guidance 04/2025, announcing an extension of the transitional period for the exchange of collateral in certain… read more

#FINMA #OTCDerivatives #CollateralRules #FinancialRegulation

On 30 September 2025, the Swiss Financial Market Supervisory Authority (FINMA) Chair, Marlene Amstad, addressed the AMF–AEFR Conference on Technological Frontiers in Finance in Paris… read more

#FINMA #AIinFinance #FinancialSupervision #RegTech

On 31 December 2025, the United States Commodity Futures Trading Commission announced a leadership appointment, with Chairman Michael S. Selig naming Amir Zaidi as the Commission’s Chief of Staff... read more

#CFTC #DerivativesRegulation #DigitalAssets #CryptoMarkets #FinancialRegulation

On 22 December 2025, Michael S. Selig was formally sworn in as the 16th Chairman of the United States Commodity Futures Trading Commission, for United States commodity, derivatives, and digital asset regulation... read more

#CFTC #RegulatoryLeadership #DerivativesMarkets #DigitalAssets #USFinancialRegulation