On 8 September 2025, the Hong Kong Securities and Futures Commission (SFC) announced disciplinary action against Instinet Pacific Limited (Instinet) for persistent failures to report cross… read more

#HongKongSFC #InstinetPacific #CrossTradeReporting #EnforcementAction #SFCCompliance

On 4 September 2025, the Australian Securities and Investments Commission (ASIC) signed a Memorandum of Understanding (MoU) with the International Financial Services… read more

#ASIC #IFSCA #FinancialCooperation #AustraliaIndia #FintechRegulation

On 5 September 2025, the United States Securities and Exchange Commission (US SEC) announced the creation of a Cross-Border Task Force within its Division of Enforcement. The task force… read more

#SEC #CrossBorderFraud #InvestorProtection #FinancialRegulation #SecuritiesLaw

On 8 September 2025, the United States Securities and Exchange Commission (US SEC) announced that its Crypto Task Force will host a public roundtable on financial surveillance and privacy… read more

#SEC #CryptoPrivacy #FinancialSurveillance #CryptoRegulation #PrivacyTools

On 9 September 2025, the Hong Kong Securities and Futures Commission (SFC) and the Asian Development Bank Institute (ADBI) co-hosted a roundtable during Hong Kong Green Week to… read more

#SFC #ADBI #SustainableFinance #ESGAsia #GreenInstruments

On 4 September 2025, the Hong Kong Securities and Futures Commission (HK SFC) announced as it suspended the licence of Mr Chow Tsz Lam, a former responsible officer (RO) and… read more

#HongKongSFC #FundMismanagement #RegulatoryEnforcement #AssetManagement #FinancialIntegrity

On 5 September 2025, the United States Securities and Exchange Commission (US SEC) Chairman Paul S. Atkins issued a statement following a United States Court of Appeals ruling on… read more

#USSEC #Rule10c1a #Rule13f2 #MarketTransparency #RegulatoryUpdate

On 10 September 2025, the United States Securities and Exchange Commission (US SEC) announced that James J. Moloney will be the next Director of the Division of Corporation Finance… read more

#USSEC #JamesMoloney #CorpFinance #RegulatoryLeadership #SecuritiesLaw

On 10 September 2025, United States Securities and Exchange Commission (US SEC) Chairman Paul S. Atkins addressed the OECD Roundtable on Global Financial Markets in Paris. In his remarks, Atkins explained the US SEC’s evolving approach to digital assets under Project Crypto… read more

#ProjectCrypto #SEC #CryptoRegulation #OECDRoundtable #DigitalAssets

On 10 September 2025, United States Securities and Exchange Commission (US SEC) Chairman Paul S. Atkins addressed the OECD Roundtable on Global Financial Markets in Paris. In his remarks, Atkins explained how artificial intelligence (AI) is reshaping capital markets... read more

#AIinFinance #USSEC #OECDRoundtable #FinancialMarkets #Regulation

On 10 September 2025, the United Kingdom Financial Conduct Authority (UK FCA) announced that three individuals i.e. Charles Hunter, Kayan Kalipha, and Luke Desmaris, appeared before… read more

#FCA #Finfluencers #FinancialPromotions #RegulationUK #SocialMediaLaw

On 17 September 2025, the United Kingdom Financial Conduct Authority (UK FCA) published proposals setting out minimum standards for crypto firms. The consultation “Application of FCA… read more

#FCA #CryptoRegulationUK #CryptoStandards #ConsumerProtection #DigitalAssets

On 17 September 2025, the United States Commodity Futures Trading Commission (CFTC) and the United States Securities and Exchange Commission (US SEC) jointly extended the compliance date… read more

#SEC #CFTC #FormPF #PrivateFunds #RegulatoryExtension

On 16 September 2025, the United States Securities and Exchange Commission (US SEC) announced the appointment of four new members to its Investor Advisory Committee… read more

#USSEC #InvestorAdvisory #SecuritiesLaw #RegulatoryLeadership #FinancialGovernance

On 16 September 2025, the United States Securities and Exchange Commission (US SEC) announced that it will host a dedicated compliance webinar for large firms as part of its Regulation S-P… read more

#USSEC #RegulationSP #DataPrivacy #ComplianceWebinar #FinancialRegulation

On 17 September 2025, the United States Securities and Exchange Commission (US SEC) approved rule changes by three national securities exchanges adopting generic listing standards for… read more

#SEC #CryptoETPs #ETFStandards #DigitalAssets #CryptoRegulation

On 15 August 2025, the United States Department of Justice (DOJ) announced that crypto influencer Charles O. Parks III, also known as “CP3O,” was sentenced in the Eastern District of New York… read more

#DOJ #Cryptojacking #CryptoCrime #InvestorProtection #BlockchainLaw

On 23 September 2025, the United States Commodity Futures Trading Commission (US CFTC) announced a new initiative to enable the use of tokenized collateral, including stablecoins… read more

#CFTC #Stablecoins #TokenizedCollateral #CryptoRegulation #DerivativesMarkets

On 26 September 2025, the United States Securities and Exchange Commission (United States SEC) published [Release No. 34-104105; File No. SR-CboeBZX-2025-135]… read more

#USSEC #CryptoETFs #BitcoinEthereum #ETFRules #DigitalAssets

On 26 September 2025, the United States Securities and Exchange Commission (United States SEC) published [Release No. 34-104103; File No. SR-NYSEARCA-2025-74]… read more

#USSEC #Bitwise #EthereumETF #CryptoETP #RuleChange

On 26 September 2025, the United States Securities and Exchange Commission (United States SEC) published [Release No. 34-104101; File No. SR-NYSEARCA-2025-73]… read more

#USSEC #7RCC #BitcoinETF #CarbonCredits #CryptoRegulation