Anti-Money Laundering/Terrorist Financing (AMLTF) requirements are codified in the following instruments:
*** Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA)
*** Proceeds of Crime (Money Laundering) and Terrorist Financing (PCMLTF) Regulations
*** FINTRAC Guidelines
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*** Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA)
*** Proceeds of Crime (Money Laundering) and Terrorist Financing (PCMLTF) Regulations
*** FINTRAC Guidelines
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
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Anti-Money Laundering/Terrorist Financing (AMLTF) Requirements for the Financial Sector:
1. Establish an effective compliance regime
2. Appoint an AMLTF Compliance Officer
3. Identify clients
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647-830-8080
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1. Establish an effective compliance regime
2. Appoint an AMLTF Compliance Officer
3. Identify clients
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
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Anti-Money Laundering/Terrorist Financing (AMLTF) Requirements for the Financial Sector:
4. Conduct surveillance to detect improper activities including: * Large transaction reviews * Suspicious transaction reviews * Terrorist property reviews
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647-830-8080
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4. Conduct surveillance to detect improper activities including: * Large transaction reviews * Suspicious transaction reviews * Terrorist property reviews
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
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Anti-Money Laundering/Terrorist Financing (AMLTF) Requirements for the Financial Sector:
5. File surveillance reports including: * Suspicious Transaction Reports * Large Cash Transaction Reports * Terrorist Property Reports * Monthly Suppression of Terrorism and UN Sanctions Reports
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
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5. File surveillance reports including: * Suspicious Transaction Reports * Large Cash Transaction Reports * Terrorist Property Reports * Monthly Suppression of Terrorism and UN Sanctions Reports
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
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Personal Information Protection and Electronic Documents Act (PIPEDA):
*** Personal information must be collected for a reasonable purpose and with consent.
*** Personal information must be used for the purpose consented, and limit the collection, use, and disclosure.
*** Individuals must have a right to correct any inaccuracies.
*** Companies must store personal information securely.
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*** Personal information must be collected for a reasonable purpose and with consent.
*** Personal information must be used for the purpose consented, and limit the collection, use, and disclosure.
*** Individuals must have a right to correct any inaccuracies.
*** Companies must store personal information securely.
Book your consultation at
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647-830-8080
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Personal information
* Name * Date of birth * Address * Telephone number * Gender * Physical description (e.g. height, weight, eye color) * Identification numbers (e.g. social insurance number) * Income * Education * Employment * Blood type * Credit records * Loan records * Existence of a dispute between consumer and merchant * Intention to acquire goods or services * Visual images and videotapes
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* Name * Date of birth * Address * Telephone number * Gender * Physical description (e.g. height, weight, eye color) * Identification numbers (e.g. social insurance number) * Income * Education * Employment * Blood type * Credit records * Loan records * Existence of a dispute between consumer and merchant * Intention to acquire goods or services * Visual images and videotapes
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
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Personal information does NOT include the below information:
* Name * Business title * Business address * Business telephone
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* Name * Business title * Business address * Business telephone
Book your consultation at
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647-830-8080
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National Do Not Call List (DNCL)
Individuals must signs up to have their home phone, mobile, or fax number included on the list, to prevent telemarketers make unsolicited calls to the number.
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Individuals must signs up to have their home phone, mobile, or fax number included on the list, to prevent telemarketers make unsolicited calls to the number.
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
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National Do Not Call List (DNCL)
*** Businesses are also allowed to continue calling clients up to 18 months after a client has ceased to do business with them.
*** Unsolicited calls to offer new services or products are not permitted if they are on the DNCL.
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
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*** Businesses are also allowed to continue calling clients up to 18 months after a client has ceased to do business with them.
*** Unsolicited calls to offer new services or products are not permitted if they are on the DNCL.
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
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Canada’s Anti-Spam Law (CASL)
*** Regulate the transmission of Commercial Electronic Messages (CEMs).
*** Deal with other electronic threats to commerce, such as malware and the harvesting of electronic address and personal information.
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
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*** Regulate the transmission of Commercial Electronic Messages (CEMs).
*** Deal with other electronic threats to commerce, such as malware and the harvesting of electronic address and personal information.
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
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The US Foreign Account Tax Compliance Act (FATCA)
*** US legislation meant to target certain US taxpayers suspected of tax evasion by investing offshore.
*** Identify and report to CRA the accounts held by clients, who are a US person for US tax purposes.
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
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*** US legislation meant to target certain US taxpayers suspected of tax evasion by investing offshore.
*** Identify and report to CRA the accounts held by clients, who are a US person for US tax purposes.
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
#ABCFinancialAdvisor #Canada #Toronto #Vancouver #FinancialServices #FinancialAdvisor #FinancialAdvice #FinancialPlanning #RetirementPlanning #InvestmentManagement #Investment #Investing #Investor #Invest #Money #MoneyManagement #MutualFunds #RRSP #RESP #RDSP #TFSA #InsuranceManagement #InsurancePlanning #LifeInsurance #Insurance #InsuranceSpecialist #EstatePlanning #Estate #Financial #WealthManagement
The US Foreign Account Tax Compliance Act (FATCA)
*** US legislation meant to target certain US taxpayers suspected of tax evasion by investing offshore.
*** Identify and report to CRA the accounts held by clients, who are a US person for US tax purposes.
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
#ABCFinancialAdvisor #Canada #Toronto #Vancouver #FinancialServices #FinancialAdvisor #FinancialAdvice #FinancialPlanning #RetirementPlanning #InvestmentManagement #Investment #Investing #Investor #Invest #Money #MoneyManagement #MutualFunds #RRSP #RESP #RDSP #TFSA #InsuranceManagement #InsurancePlanning #LifeInsurance #Insurance #InsuranceSpecialist #EstatePlanning #Estate #Financial #WealthManagement
*** US legislation meant to target certain US taxpayers suspected of tax evasion by investing offshore.
*** Identify and report to CRA the accounts held by clients, who are a US person for US tax purposes.
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
#ABCFinancialAdvisor #Canada #Toronto #Vancouver #FinancialServices #FinancialAdvisor #FinancialAdvice #FinancialPlanning #RetirementPlanning #InvestmentManagement #Investment #Investing #Investor #Invest #Money #MoneyManagement #MutualFunds #RRSP #RESP #RDSP #TFSA #InsuranceManagement #InsurancePlanning #LifeInsurance #Insurance #InsuranceSpecialist #EstatePlanning #Estate #Financial #WealthManagement
Legislations for new account openings:
1. Securities
2. Taxation
3. Privacy
4. Anti-money laundering and terrorist financing (AMLTF)
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
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1. Securities
2. Taxation
3. Privacy
4. Anti-money laundering and terrorist financing (AMLTF)
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
#ABCFinancialAdvisor #Canada #Toronto #Vancouver #FinancialServices #FinancialAdvisor #FinancialAdvice #FinancialPlanning #RetirementPlanning #InvestmentManagement #Investment #Investing #Investor #Invest #Money #MoneyManagement #MutualFunds #RRSP #RESP #RDSP #TFSA #InsuranceManagement #InsurancePlanning #LifeInsurance #Insurance #InsuranceSpecialist #EstatePlanning #Estate #Financial #WealthManagement
New account documents
* General Client information * Financial Know Your Client (KYC) information * Client Identification (ID) information * Privacy * Relationship Disclosure Information (RDI) * Information Applicable to the Account/Type
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
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* General Client information * Financial Know Your Client (KYC) information * Client Identification (ID) information * Privacy * Relationship Disclosure Information (RDI) * Information Applicable to the Account/Type
Book your consultation at
Https://ABCFinancialAdvisor.com
647-830-8080
#ABCFinancialAdvisor #Canada #Toronto #Vancouver #FinancialServices #FinancialAdvisor #FinancialAdvice #FinancialPlanning #RetirementPlanning #InvestmentManagement #Investment #Investing #Investor #Invest #Money #MoneyManagement #MutualFunds #RRSP #RESP #RDSP #TFSA #InsuranceManagement #InsurancePlanning #LifeInsurance #Insurance #InsuranceSpecialist #EstatePlanning #Estate #Financial #WealthManagement